Tuesday, September 30, 2014

Famines and Zhuts: Connections in Kazakh History between the 18th and 20th centuries

On a handful of occasions, I have encountered an interesting phenomenon in conversation with some citizens of the Republic of Kazakhstan. This anomaly occurs when the discussion turns to my subject of research for the first time: the Kazakh/Jüün Ghar wars of the 1720s, part of the long-term struggle of the 17th and 18th centuries, commemorated under the phrase Ak-taban-shubryndy. This phrase, however, doesn't always point the listener to the Kazakh - Jüün Ghar wars. Rather, when I have explained that I study the Aktaban Shubyryndy, my conversation partner may nod knowingly and respond with something about the importance of studying the great famine (sometimes the term "genocide" arises) of collectivization that occurred in the early 1930s.


The first time I was surprised by the swift jump through two centuries, but after some reflection, the conflation of the two events is perhaps more telling than confusing.

The famine of the 20th century, caused directly or indirectly by Soviet policies which brutally ended the nomadic way of life for the Kazakhs, saw the death of approximately one quarter of the population of Kazakhstan, including a rough estimate of 1.3 million Kazakhs. Understanding the depth of this cataclysm is made more difficult by the massive exodus from the territory of the Kazakh SSR into neighboring regions of China, Mongolia, Karkalpakistan, Uzbekistan, Turkmenistan, and across Turkmenistan into Iran and Afghanistan. Indeed, to this day the remnants of the nomadic Kazakh population remain in some of those areas. Several excellent scholars have devoted much time and effort to the study of this period, so that I can happily point the interested towards the work of Niccoló Pianciola,1, the work of Stephen Wheatcroft (now at Nazarbaev University),2 this recent case study by Isabelle Ohayon,3 or the recently finished dissertation (book not yet out, I believe) of Sarah Cameron.4  There has, in short, quite a lot of great scholarship in the last twenty years outside of the Republic of Kazakhstan, published in English, or at least reviewed in English.5

The study of the famine in Kazakhstan is connected with the study of the arguably more famous Holodomor famine (literally "kill by starvation," though other terms have been suggested in its place: "terror-famine" or "famine-genocide") in Ukraine, which killed many more people, though fewer when taken as a percentage of the total population. Part of the struggle to connect these famines is the offset timeline, since the famine in the Kazakh steppe occurred first and recovery had already begun when many in Ukraine were facing the worst periods of death and starvation.

Sarah Cameron gave a thorough presentation on the famine in Kazakhstan at the Woodrow Wilson Center (where she was a Title VIII scholar) which you can enjoy via YouTube:

Stephen Wheatcroft gave an paper at the ASEEES/CESS joint conference at Nazarbaev University this last May also devoted to this topic. Much of work has had to do with the realities of Soviet statistics, too often thrown out in an exercise akin to tossing out the baby with the bathwater, usually while muttering the old stand-by, "Lies, Damned Lies, and Statistics," or some pithy remark of Stalin's, like the famous "A single death is a tragedy, a million deaths is a statistic."6 Despite such popular perceptions, Wheatcroft has discovered that local statistics were gathered at least somewhat honestly, as there exist two forms: the statistics used by the statistics office and the statistics published by said office for official use. The office was able to doctor numbers to fit political and ideological expectations while practicing something like mathematically reliable data keeping. I have taken some of his slides and animated them in a short video here. My apologies, but I decided to set the slides to somber music - it seemed appropriate, since these statistics represent an ineffable suffering. The selection is from Grieg's Peer Gynt suite, "The Death of Åse."


The practice of collecting, editing, and then publishing data in this way reminds me of a similar practice found in the study of China, where local records were edited and collated at the regional level before ending up in large country-wide collections, meaning that at least three versions of the events are available: the relatively unprocessed events, the events processed somewhat to please the central government, and then a version stamped with the central government's approval. Though, to be fair, one could consider all professional historians as practicing a variety of this same occupation: collecting data from official repositories (archives, museums, etc.) before editing and collating that data for a publisher or peer-review panel, which then passes the work onto the masses.

The connections between the Famine of the 1930s and the Bare Footed Flight seem to revolve around two very historically-loaded terms. The first term is the very difficult to handle "genocide," which has been handled better and more thoroughly by others. Let us instead turn to the second term: zhut (жұт). While there are several varieties of zhut, the variety usually mentioned in this context involves a thin coating of ice on pasturage which prevents livestock from eating. In other words, this is a problem particularly for steppe nomads who typically did not need to put aside fodder for the winter, since their horses used their hooves to clear snow from the grass, in turn allowing other animals to feed. Similarly, observers of the time mentioned how horses were adept at using their hooves to break through iced-over streams, ponds, and rivers to reach drinking water, again allowing other livestock to follow suit. Steppe horses were practically a requirement to surviving on the steppe, but a zhut was a dangerous exception to their mastery of the environment.7

РГУ ЦГА КФДЗ   Арх. № 5-3400. Drawing of zhut in Pavlodar Oblast, 1914.
In Tynyshpaev's work on the Bare Footed Flight from the 1920s, he draws several comparisons between the suffering of the 1720s with that found among the Kazakhs during the 1910s, especially during the 1916 uprising, the attempts of the Russian government to control population, and the Russian Civil War. Some of these tribulations were exacerbated by naturally occurring zhut. Tynyshpaev presents folk wisdom in such times when the herds dwindle to nothing, the people can survive by milking birch trees and eating certain bitter roots and shrubs with some meager nutritional value. Indeed, part of the argument of my dissertation is that the Bare Footed Flight resonates with Kazakhs precisely because of the recent history of famines. The end of the nomadic way of life coincided with depopulation through starvation and emigration -- the importance of which is somewhat sidestepped by finger-pointing and the suggestion of Soviet genocidal campaigns against non-Russians, despite the body of evidence that Russians suffered mightily alongside the Kazakhs and Ukrainians, and even more so during the dehumanizing horror of the war with Hitler's Germany.

I should mention that the term zhut, like so many terms in Kazakh, is a cognate in modern Mongolian--zud in Mongolia, jud in Inner Mongolia. However, there seems to be little inter-cultural discussion on the topic in economic and social history -- as witnessed by the completely unrelated articles on the subject in Kazakh and Mongolian language on Wikipedia. This is not so surprising, considering the following. Kazakh and Mongol are far from mutually intelligible languages, despite their large body of shared vocabulary--one could mention here that increasing scholarship in linguistics has led to a widespread challenging of the genetic relationship of Turkic and Mongolic languages (under the umbrella labeled Altaic) in place of the convergence of unrelated languages due to centuries of contact.

Kazakhstan, like so much of the Turkic part of Central Asia, developed away from nomadism into a sedentary-focused society under the Soviet Union. While a Communist satellite state of the Soviet Union, Mongolia did not undergo the same brutally effective sedentarization campaigns witnessed in Kazakhstan, Uzbekistan, and Turkmenistan. In Atwood's Encyclopedia of Mongolia and the Mongol Empire, he writes that 35% of the rural population remains involved in nomadic herding. My point here is not to undermine the suffering faced by Mongolians, of course. Rather, a simple comparison shows that unlike Mongolians, the other nomadic populations of the Soviet sphere saw an almost simultaneous transition through collectivization and then sedentarization onto collective ranches/farms and village/agricultural settlements.

The overall affect on the culture and perceptions of history in Kazakhstan has created a hazy, golden era of nomadic plenty ruined by Soviet barbarity and the auguries of fate represented by zhut. In other words, an observer of Kazakh history in the 20th century can choose between blaming the callousness of Russians or blaming the weather, both being seemingly beyond the control of the individual Kazakh. This is not so different from the situation in the 18th century, where one explains the Bare Footed Flight's horrors by blaming either the zhut preceding it or the wiles of the Jüün Ghars (or their shadowy Chinese masters, in Soviet-Kazakh imagination).

In other words, it is no wonder that one could conflate the two events. They are intrinsically interwoven in the history of the Kazakhs by the bitter experiences embedded in the memories of their survivors as preserved (narrated, delivered, if not embellished) for their children.


1 Pianciola, Niccolò. “Famine in the steppe. The collectivization of agriculture and the Kazak herdsmen, 1928-1934,” Cahiers du monde russe 45, no. 1-2 (2004): 137-192.

2 Wheatcroft, Stephen. 1997, “Soviet statistics of nutrition and mortality during times of famine. 1917-1922 and 1931-1933.”"Cahiers du monde russe 38, no. 4 (1997): 525-538.

3 Ohayon, Isabelle. "The Kazakh Famine: The Beginnings of Sedentarization." In: Online Encyclopedia of Mass Violence, [online], published on 28 September 2013.

4 Cameron, Sarah. The Hungry Steppe: Famine, Mass Violence and the Making of Soviet Kazakhstan. Manuscript in progress.

5 Kindler, Robert. "Die Nomaden und der Hunger: Sesshaftmachung und Herrschaftsdurchsetzung in Kasachstan, 1920-1945." [The Nomads and the Famine: Sedentarization and Assertion of Soviet Rule in Kazakhstan, 1920-1945

6 Perhaps from German writer Kurt Tucholsky, who wrote in 1925 Französischer Witz. A French diplomat is represented as saying, “Der Tod eines Menschen: das ist eine Katastrophe. Hunderttausend Tote: das ist eine Statistik!” ["The death of one man: that is a catastrophe. A hundred thousand deaths: that is a statistic!"] (Tucholsky, Gesamtausgabe, Band 7, Text 136, page 375).

7 On a side note, it seems this may be an instinct not seen across all breeds of horse. In the American West, the Mustang derived from horses brought over by the Spanish -- usually classified as "Iberian," though a mix of North African breeds. Reading about the Comanche and Sioux, it appears that one problem preventing the rapid spread of horse culture to northern Amerindian populations was finding fodder. From this I conclude that perhaps the Iberian horses were not able to feed themselves sufficiently by finding grass under snow using their hooves.

Saturday, September 13, 2014

Archery and Firearms

This post is perhaps more rambling than some...


I have several areas where my hobbies and my academic interests intersect. Since childhood I have loved strategy-based board games and other "war" games on the computer or other video game systems. I believe that that is what fuels my continued interest in military history.

My love of Central Asian history and Turkology easily combines with this interest in several areas, including the military techniques and realities of both horse-archers among the steppe nomads and city defense by sedentary populations within Central Asia. These two groups often intersected, as horse archers would often raid other nomadic populations or the cities of the river valleys of Central Asia, while the city defense forces could also be mobilized to attack other cities. I assume, from my understanding of the limitations of early modern military technology, that the forces defending a city's walls would have little success in marching against a nomadic force in the steppe.

This becomes somewhat complicated by the advent of firearms, both artillery and light arms like muzzle-loading guns. Just in May of this year, I heard an intriguing paper from Professor Scott Levi from the Ohio State University at the CESS/ASEEES conference at Nazarbayev University on "Military Technology and the Early Modern Central Asian State." The audience learned something of the intricacies surrounding firearm technology, like the move from matchlocks to flintlock guns.

From Prof. Levi's example, we can see there is still a great amount of research that remains to be done to increase our understanding of Central Asia during the era of the so-called Gunpowder Empires. This term usually applies to the 1300-1600s, the precise era which sees in Europe the replacement of archery and tension-based siege equipment (i.e., trebuchets) with gunpowder-propelled missiles.

What I find on my mind these days is a diversion: how and why did the various military forces and other users of military technology come to abandon the lethal weapons and techniques associated with masses of horse archers for those weapons of the stationary infantry. Specifically, how did firearms and gunpowder replace spears, bows, and edged weapons? In the case of city-centered tactics, especially in densely populated areas of Europe that saw the evolution of warfare move from city- and castle-defense to battlefield-centric wars--in other words, why there are no cities in Europe maintaining walls.

In terms of mastering the nomads, the masses of horse archers proved difficult to conquer. Even when outmatched in numbers or firepower, little prevented warriors from retreating deeper into the grasslands. Camps could be vulnerable, of course, though travelers accounts from the period give the opinion that few foreigners were able to travel in the steppe without the knowledge of outriders, scouts, shepherds, or other far-sighted steppe-dwellers. For those living in the open fields, the bow and arrow had several advantages -- but were not without cost.

The bow and arrow could be produced locally, given the presence of those with the skills necessary and the time to prepare the necessary materials. Susceptible to damage from humidity, the bows of the steppe did not travel well outside the continental climate of Eurasia--in areas of high humidity, like Mughal India, steel bows traded in power and flexibility for increased effectiveness in humid environments. However, despite their relative weakness in wet climates, in their home territory the bows offered devastating penetrating force in a deceptively small package. While the famous English Longbow or Japanese Yumi could penetrate armor with ease, its users could not fire it in motion, let alone on horseback. This is not to say that the English and Japanese did not ever mount archers -- but by numbers and strategic importance, mounted archery did not dominate other military techniques.

The superiority of the Eurasian bows came from its design, being both "recurve" and "reflex."
Eurasian bow 1) unstrung, 2) strung, 3) strung with arrow drawn


In the steppe, the experience of the Russian Empire in the 18th and 19th centuries seemed to prove that conquest was only achievable by taking control of the cities "supporting" the nomads of the interior. Perhaps more than archery itself, the lifestyle of the nomads protected them from the necessity of meeting the Russian forces in any battle not of their choosing. From what I have read, however, the Russians seemed convinced of their superiority in terms of military force and civilization. Still, many observers mentioned with respect the bravery and athletic ability of the "natives" of the steppe and mountains south of Moscow.

Jozéf Brandt, 1885 - "Lisowczycy (Archery)"
From the "steppe" of the American prairie comes an intriguing example of the interplay between early muzzle-loading firearms and archery:
[Viceroy Bernardo de] Galvez authorized [in his Instructions for Governing the Interior Provinces of New Spain] the sale of firearms to Indians, arguing that the use of guns would weaken Indians' fighting ability, because the muzzle-loading rifle was less effective than the bow, which "is always ready to use." [His Instructions] specified that guns should have "weak bolts without the best temper" and long barrels, which would "make them awkward for long rides on horseback, resulting in continuing damages and repeated need for mending or replacement." This... would make the Natives dependent on the Spaniards for repairs and replacements. When Indians "begin to lose their skill in handling the bow," he predicted, they would not only lose their military edge; to keep themselves continually supplied with guns, powder, and shot, "they would be forced to seek our friendship and aid."1

Here I see two interesting points. The first is that archery and firearms could meaningfully coincide and compete with each other. The second is that the former was actually perceived by some Western observers as superior to the latter.

I can also add that the tactics of the Spanish government representatives did not seem so effective, since "After... about 1800, most Comanches began to discard muskets and pistols and to rely on their older weapons."2 The demise of the ability of Comanche's to maintain their autonomy came now with the arrival of gunpowder, therefore, but much later -- and the causes were more likely demographic and economic than force of arms.

Gall of the Hunkpapa Lakota (1840-1894) with his flatbow, 1881.

 This is especially interesting when one considers that the Comanches apparently lacked anything similar to the reflex or recurve technologies for their bows. Perhaps this was because the bow was still a relatively recent invention, as up until 1500 years before the present, the peoples of the Americas used the atl-atl. If the peoples of the North American plains had had horses throughout the last 3000 years, one wonders if there would have been any bison remaining when the Europeans arrived -- but that kind of "what-if" serves almost no purpose.



1 Pekka Hämäläinen, The Comanche Empire. Yale University Press, 2008: 131-132. The cited material comes from Galvez, Bernardo de. Instructions for Governing the Interior Provinces of New Spain 1786, translated and edited by Donald Worcester. Berkeley: Quivira Society, 1951: 48-49.
2 T.R. Fehrenbach. Comanches, the history of a people. 1974: 125.